TABLE OF CONTENTS
What is Liberty ?
The Order of Liberty
The Erosion of American Liberty
Three Reasons Libertarianism Fails
Political Monopolism
Libertarianism and Pluralism
Libertarianism and Monopolism
The Geographic Conception of Government
Voting
How is Libertarianism Misconceived ?
Am I a Democrat ?
The Unworkability of Radical Libertarianism
Libertarian Theory of Society versus Individual Liberty
Real Individual Liberty
A Simple Vision of Individual Liberty
Individual Liberty
Toward the Emergence of Individual Liberty
Some Prevalent Unchallenged Assumptions about the
Conceiving of Human Liberty
Solving Libertarianism’s Theoretical Problems
Argumentation
WHAT IS LIBERTY ?
Liberty in the libertarian ideal exists when the individual is free
to choose, not only goods, services, and the town he lives in,
but also the government or rules he lives under.
Libertarianism is a vision of the individual freed from social or
government coercion, and allowed to choose for himself in
every important aspect of life.
Dispute resolution, personal protection, jurisdiction boundaries;
these are not culturally dependent things. These are human
needs which are universal or near universal. Almost everyone
needs some form of dispute resolution, personal protection, and
jurisdictional agreement. However, most people cannot provide
these things for themselves. They look to others to provide
them, and hence a business or government agency is created.
Libertarians need the services provided by these agencies as
much as anyone else. In a society where the welfare state did
not impose them, people would bring them into existence by
market demand.
The difference between a libertarian society and a nonlibertarian
society, is that in a libertarian society these services
are not monopolized by a single provider. In the libertarian
ideal, other people or agencies are free to provide these same
services and the free citizen can choose from among those
providers or make other arrangements of his own choosing.
Libertarianism is not the attempt to abolish or reform someone
else’s welfare state. Libertarianism is only the attempt to be
exempt from its commands and to be free to substitute
agreements of one’s own choosing.
From the welfare state point of view, an attempt to break free
of its commands may constitute to that state, an attempt to
reform or abolish it. Nevertheless, the goal of libertarianism
has nothing directly to do with reforming or abolishing anyone
else’s political systems. Libertarianism is concerned with the
individual freedom of those who want to be free. Those who
want to be citizens of a welfare nation state are free to do so
from the point of view of libertarianism.
Liberty is the right to opt out, to choose not to join, the right to
choose my own, the right of association and disassociation.
This right to opt out does not necessarily entail a repeal of laws
that bind others. But it does mean that those wanting to make
their own arrangements for the services which traditional
governments provide are free to do so.
To the extent I’m free, voluntary cooperation, voluntary
integration into society, and voluntary association replace
forced compliance. To the extent I’m free I can choose in all
important areas of life, not just those “allowed”.
Libertarianism is the political philosophy that conceives people
should have a choice not only in selecting common goods and
services, and not only a choice in selecting the town they live
in. People (who want to) should have a choice about what
rules and laws they live under. Most people will want to live
under rules that provide for their safety and protect them from
malicious acts. They also will want to live under rules that
make mediation of honest disagreements possible so they do
not have to resort to more violent or inefficient means of
resolving such disputes. Libertarianism is the attempt to
realize this vision of the individual’s freedom to choose in all
important areas of life, not just those allowed.
THE ORDER OF LIBERTY
Libertarianism is not associated at all with disorder and does
not have any romantic idea about a temporary or prolonged
state of societal disorder, chaos or anarchy. Libertarianism is
simply the idea of the freedom to choose in all political
matters.
What keeps coercive, anti-libertarian governments in place in
all societies on the globe is not just human weakness and
ignorance. Part of what keeps these governments in place is
legitimate societal demand. Specifically, the need for dispute
resolution, for protection, and other types of conflict mediation
is universal, and not dependent on one’s stage of cultural
development.
A libertarian or anarchist may believe he doesn’t need
government. He may believe that as each conflict arises he
will deal with it himself. In reality what he would have is an
inefficient and highly dangerous form of “government”.
Conflict is inevitable, and he would have to settle each
individual dispute with a person or group having reached no
prior agreement in principle.
Two people engaged in a property dispute with no agreed upon
mediation mechanism can quickly turn into a deadly conflict.
Therefore “government”, in the sense of the need for certain
types of conflict resolution, is a universal human need. In a
free society what are now government services would likely be
provided by agencies of a different nature. The agreements
between the individual and these agencies would likely be
contractual and not coerced. But there is no free lunch, and the
free citizen is likely going to have to pay for dispute resolution
services just as he does for electricity and water. He just won’t
be forced to do it by a monopolistic welfare state.
The libertarian vision of society then, is not one of disorder or
anarchy. Rather it is a vision of a different kind of order. A
free person is free to choose the protection services he desires
and is not forced to pay for or join the protection service of
someone else. A free person will want to resolve disputes in an
orderly way and in a way that would be recognizable to us. His
need for order and non-violence is the same human need felt by
all.
THE EROSION OF AMERICAN LIBERTY
From an American point of view, the history of liberty can be
summarized briefly in the following way. The Founding
Fathers and their generation, through a high degree of
learnedness, conceived the rules of a society comprised of two
parts. The first part was an idea of the relationship of the
individual to his government. The second part was the
mechanism of political change.
When that society was established, the habits of mind among
the educated class and the libertarian ideal of government they
held served as a counter-balance to the democratic political
mechanism they had put in place. The democratic mechanism
was and is compatible with widely varying degrees of
individual liberty. In fact, the democratic mechanism of
political change is weighted against individual liberty. So the
history of liberty in America is that of a gradual decline, as the
mechanism of political change, the institutions of democracy,
have gradually also become the habits of mind of the educated
class.
In very general historical terms, the institutions of democracy
were a political “technology” developed by educated men who
were trying to free themselves from past ages of authoritarian
rule. Placing power and political decision making in the hands
of people who broadly represented the public at large, was a
way of taking power and political decision making away from
kings, be they good or bad ones. But the Founding Father’s
idea of the proper relationship of the individual to his
government was in large part due to direct philosophical
intuition. That is, their philosophical learnedness is what gave
birth to the particular political relationships formed at that
time; the concrete “property relations” and other legal relations
that were the starting point of American society, apart from the
democratic mechanism they put in place as the mechanism of
political change.
The American democratic mechanism of political change was
“advanced technology” in its time. It is still advanced
technology compared to many repressive forms of government
still in existence. However, it is old and increasingly obsolete
technology in relation to twenty-first century society. The
coerciveness of democracy—long felt by libertarians—is now
felt more and more by ordinary citizens, as increasingly,
important social issues are decided either by a vote of 51% to
49% or 5 to 4. Democracy works best when there is broad
agreement. Then the number of those coerced into unwanted
social arrangements is small compared to society in general.
But when the number of those coerced is roughly equal to the
number of those coercing, then the question naturally arises:
By what right does your group force my group to submit to this
objectionable action?
Be that as it may, the libertarian movement in America is
largely a movement trying to recapture in some respect the
individual liberty that has been steadily eroding since the
nation’s founding.
In the twentieth century, libertarian writers, in large part
reacting to European socialism of the late nineteenth and early
twentieth centuries, revived libertarian scholarship and formed
the contemporary libertarian movement. Mostly this work was
the heroic effort of a few passionate intellectuals done in an
extremely hostile environment. And in the sense that these
writers gave birth to the libertarian movement and to a new
generation of libertarians they were successful. However, the
libertarian political movement itself has not been successful.
Not only is there no libertarian society, but there are no
prospects for a revival of individual liberty on the immediate
horizon. All that exists and all that is expected is democracy.
And many libertarian scholars are really democrats of
libertarian orientation.
Since the libertarian movement is now three or four decades
old, and since it now has a larger number of scholars and
organizations in its fold than ever before, it is legitimate to ask
why this movement is not producing tangible results aside from
scholarship. Why is libertarianism not a compelling force in
contemporary social life or likely to be so in the near future?
And why is no libertarian society emerging? In short, why is
libertarianism failing?
THREE REASONS LIBERTARIANISM FAILS
Contemporary libertarianism cannot succeed in its present form
for three primary reasons:
1. Much of contemporary libertarianism accepts the principle
of political monopolism, a principle opposed to individual
liberty.
2. Contemporary libertarianism still thinks in terms of
geographic government, while a geographic conception of
government is incompatible with the principles of liberty.
3. Contemporary libertarianism does not know how to
conceive of political change without voting, yet the
principles underlying the act of voting are hostile to
individual liberty.
POLITICAL MONOPOLISM
Political monopolism is the unchallenged philosophy of
contemporary political practice and theory. Political
monopolism is the common political philosophy not only of the
various forms of statism such as socialism and
authoritarianism, but is also the underlying philosophy of
democracy. What separates libertarianism from other proposed
forms of social organization is that libertarianism rejects
political monopolism.
We can find political monopolism in any number of common
examples. A democratic election is one example. The premise
of the election is that only one candidate will be elected to
represent all the people in a designated region, with the
inherent result that one or more subgroups within that region
will be opposed to the eventual winner. The winner will
represent all the people legally, but will not in fact represent
the groups opposed to him. Instead he will essentially rule
them.
Another example of political monopolism is seen in our
contemporary treatment of crime and criminal punishment. In
any given society two groups disagree as to whether a specific
act constitutes a crime, or they agree that the act is a crime, but
disagree on what the appropriate punishment should be. In the
monopolistic conception of crime and criminal punishment
only one definition of crime and its punishment is sought after,
which in turn will be binding on both groups. Inherent in this
approach is that one group must always believe the act in
question is not a criminal act and/or that the punishment is not
appropriate. In this sense democracy, which conceives an
inherent conflict between minority and majority groups, is a
form of political monopolism.
Political monopolism is possibly the most fundamental
principle of contemporary political thinking. To those living in
our age, political monopolism doesn’t appear to be a specific
theory or approach to politics they have chosen, but simply a
given fact of reality much like gravity or time. To the
contemporary mind, a political reality that is not monopolistic
is almost unimaginable, and there seems to be no other way to
arrange mankind’s political relationships.
In reality, political monopolism is a theory; a way of thinking.
It is the result of ideas. Political monopolism is the specific
social outlook corresponding to our culture’s level of social
and intellectual development.
We might imagine the likely reasons why people choose the
monopolistic approach to politics as opposed to a pluralistic
approach, for example. Perhaps people prefer to live under
laws they disagree with, when those laws bind everyone, rather
than agree with the laws they are subject to, when those laws
might differ from the laws of others. Perhaps political
pluralism isn’t seriously considered on the grounds that it
entails moving away from centralized control and people
believe this must cause anarchy or disorder.
Regardless of the particular reasons why people retain a
monopolistic conception of politics, we conceive political
monopolism as a recognizable political viewpoint. This
viewpoint not only favors monopolistic conceptions and
solutions over pluralistic ones, but due to its integrated world
view it tends to believe monopolism is the only workable
approach to most political problems. That is, the political
philosophy of monopolism rejects the idea that its structures
are a stage on the way to a more harmonious, essentially nonmonopolistic
future. Those holding the monopolistic viewpoint
therefore do not try to reconcile the inherent conflicts of
monopolism by conceiving a more satisfactory, less divisive
political solution. Rather monopolists direct their political
energies to, and base all their expectations on, a future
monopolistic political reality essentially unchanged from the
present. They believe that political monopolism is a final end,
and do not comprehend that it is only a stage of political
development, and that a more harmonious political existence is
possible.
Each individual and group operating within the mental and
physical constraints of political monopolism takes a position
with regard to the important political conflicts of the day. In
accepting political monopolism, they place themselves in a
system that forces a choice between dominating or being
dominated by another group. Since they conceive political
monopolism as a final end, and not as a transitional stage to a
more harmonious system, the energy of each individual and
group is then directed only toward prevailing politically, which
within the social systems of political monopolism is
synonymous with subjugating others. The level of coercive
violence necessary to perpetuate monopolistic society is then
seen as completely normal and necessary, in exactly the same
way as other violent societies in history believed they were
practicing a natural and normal type of social interaction.
LIBERTARIANISM AND PLURALISM
One way of understanding libertarianism is to view it as the
continual unfolding of the principle of political pluralism.
Libertarianism seeks to resolve political conflict not by
imposing one binding solution on two opposed groups, but by
continually seeking pluralistic solutions that nullify conflict.
What distinguishes libertarianism from monopolistic forms of
government, is that libertarianism does not try to strike an
arbitrary balance between the subjugation which is a necessary
feature of monopolism, and the human impulse to avoid it
through pluralism. Rather libertarianism strives to transcend
the inherent conflict in monopolism by conceiving the right of
every individual to freely seek not only goods and services but
political arrangements as well. For the one political solution
which monopolism allows, libertarianism envisions a potential
multiplicity of solutions.
Libertarianism may be conceived as a political principle and
not a desire for any particular societal configuration, though
individuals in their liberty may desire and strive to create
particular social arrangements. Strictly speaking, libertarianism
is not an attempt to liberalize a monopolistic political system in
order to expand the sphere of economic and associative
freedom. Rather it is a proposed principle for resolving
political conflict. Incessant change in society leads to equally
incessant occurrences of social conflict. Under political
monopolism each conflict is approached from a monopolistic
viewpoint with an eye toward a monopolistic solution. It is
assumed before hand that someone will have to be coerced into
an unwanted political arrangement. But under libertarianism
each conflict is approached from a pluralistic viewpoint with
an eye toward a pluralistic solution. It is assumed before hand
that coercing someone into an unwanted political arrangement
cannot be the end result. Libertarianism is a fundamentally
different approach.
LIBERTARIANISM AND MONOPOLISM
Many libertarians operate under the implicit assumptions of
political monopolism. They conceive politics in terms of
everyone having to obey the same rules. They mistakenly
believe that this is compatible with libertarianism as long as the
rules everyone has to obey are “libertarian”. But it’s not
whether a particular law is libertarian or not that matters.
Liberty in the libertarian ideal is when individual choice
applies to political pacts and legal obligations. Political
monopolism is the political philosophy conceiving that coerced
political arrangements are universally necessary. Political
monopolism is therefore at fundamental odds with
libertarianism. Where there is political monopolism there is
not liberty to choose. It follows that libertarians who subscribe
consciously or unconsciously to a monopolistic conception of
government, cannot intentionally succeed in establishing a
libertarian society.
THE GEOGRAPHIC CONCEPTION OF GOVERNMENT
A fundamental contradiction in the libertarian approach to
politics not yet realized by most libertarians, is that imposing
one’s rules over a geographic region onto unwanting subjects
cannot be the proper goal of libertarianism. Since libertarians
spend a lot of time trying to do precisely this, they expend their
energy acting on a principle at odds with their own ideals, thus
encountering needless opposition from those who might
otherwise be their allies.
Libertarians believe that by enacting “freedom of choice” laws
over wide geographic areas they will not be harming anyone,
since then everyone will be free to do or not do as they please.
Thus they conceive of laws granting “rights” to others with
whom only a geographic relationship is shared. They fail to
realize that in passing laws on a geographic basis, they alter the
legal relationship between other people (let’s say B and C),
people who’s desires and aspirations are essentially unknown
to those passing such laws. The simple question to be asked is,
how is it that person A claims to establish the legal relationship
between persons B and C without reference to the desires of B
and C? Are people B and C not free to enter into a political
pact of their own choosing, one different from that desired by
person A?
Perhaps B and C are at a certain level of cultural development
and only capable of understanding the type of legal relations
consistent with that culture. Or perhaps B and C are more
advanced in their social development than person A, and wish
to arrive at their own set of legal relations. How can person A
claim that his prescribed legal system is the only true one that
must be adhered to by all people? And what happens when
another person D believes that he knows the one true legal
system, but it is a different one than A’s?
Consistent libertarianism therefore cannot include the goal of
imposing one set of laws over a geographic region in disregard
of the desires of those in that region. Libertarianism cannot be
the prohibiting of others from establishing relationships they
believe will best serve their own interests. And libertarianism
cannot be the imposition of some singular vision of “liberty”
onto unwanting subjects, necessitating a society where others
will have to free themselves from such “libertarians”.
Freedom is to be found in the relationship of the individual to
others, not in the imposition of the individual’s relationships
among others. The two are not the same. There is the
relationship of person A to people B and C living in the
apartment next door. And there is the relationship between
people B and C. Those two relationships need not be the same.
And in fact they are not.
In seeking to arrange uniformity of legal relationships within a
geographic region libertarians contradict their own program of
political self-determination by attempting to deny political selfdetermination
to others. Socialists view the role of government
as providing social services. Religious conservatives generally
regard things like drug use and liberal sexual activity as
absolute vices that a good society must prevent. Well meaning
citizens of all classes and intellectual ability steadfastly support
compulsory taxation as a means for advancing social welfare.
What is wrong with these political ideals from a libertarian
perspective is not primarily the harm they bring to those
implementing them. What is wrong with these ideals is that all
of them are monopolistically conceived political visions which
their adherents seek to impose on everyone else via coercive
means. What is wrong with these ideals is that they envision
forcing everyone to be bound by them and envision forcing
everyone to suffer the negative consequences each ideal must
bring about.
The libertarian solution to this cannot be “more of the same”.
The libertarian solution must be to conceive of political
relationships differently and thus break free of the selfdefeating
political paradigm of “rule or be ruled”. The
libertarian solution must be to provide a fundamental
alternative to involuntary rule.
When libertarians try to impose their laws on all those in a
geographic region, and when they seek to grab the reigns of
democratic power and use them for their own aims, they act
against their own principles. By attempting to utilize the same
political principles as others, libertarians fail to provide an
alternative vision of society, and thus prevent libertarianism
from becoming a force on the world political stage.
VOTING
An important sign of libertarianism’s philosophical weakness
is the fact that no serious criticism of the institution of voting
has been brought to public awareness. The absence of such a
criticism leaves the impression that the method of voting is a
political final end rather than a stage in human political
development, and additionally that voting has high intrinsic
moral value. Unfortunately, voting is not a highly moral or
noble act, and the principles which underlie it are hostile to
individual liberty.
When we talk about voting we mean non-voluntary or
coercively imposed voting. Because if everyone participating
in a vote voluntarily agrees that voting is the means by which
they want to settle the matter at hand, and they agree to be
bound by its results, then this constitutes in essence a contract.
Each person then is conceived as agreeing to an implicit
contract: “I agree that voting is how I want to settle this, and I
further agree to be bound by the results of the vote”. However
when we talk about voting in a political context we mean the
other kind of voting, the kind where some or at least one does
not so agree. In a political context, voting means that the
majority of those who agree on some course of action believe
they have thereby attained moral sanction to use force in
achieving the majority’s will. Voting in this conception is
viewed as a process that legitimizes using force against others
who have committed no crime.
Thus, the choice to participate in voting as a political means is
not neutral. Acceptance of voting as a political means implies
an ideology.
For our present purpose we may assume that nothing better
than voting can be found to serve as a principle or mechanism
to decide important political issues such as the transition of
political power and the like. Whether or not voting is the best
method possible, it has a perilous and hidden effect on society
that libertarians should fully understand before staking their
political future in its utilization.
In voting there are always at least two groups affected: Those
voting and agreeing with the principle of voting, and those who
do not agree with the principle of voting and do not vote.
Thus, the decisions arrived at by voting, and the policies
enacted, must necessarily always be arrived at and enacted by
the ideology that agrees with voting (or at least agrees with it
enough so as to outweigh any concerns about voting).
Continual societal development occurring under repeated
voting, must necessarily tend to create social structures (both
physical and intellectual) which are the intended or unintended
aim of those who accept voting. And continual societal
development occurring under repeated voting must necessarily
tend to move society away from those structures which would
be the intended or unintended aim of the group or person who
does not agree with the principle of voting.
Stated precisely, because voting entails an ideology, the
process of voting cannot intentionally bring into existence, any
social structures for which it would be the necessary precondition,
not to have the voting ideology.
Stated loosely, because voting entails an ideology and because
it excludes the will of the other group, voting produces social
structures compatible with the level of social development and
ideology of the group that agrees with voting, and continually
enhances and strengthens those structures through repeated
voting. And repeated voting continually diminishes social
structures which would be compatible with the ideology and
level of social development of the excluded group. (When we
say “social structures”, we mean not only laws and institutions,
but also the mental concepts used by the educated in society to
describe and discuss social matters.)
So voting is not a neutral or benign act as is commonly
believed. It is a political process that is self-reinforcing.
Voting is a political method indicating a specific level of social
development. And more, it is a process that by repeated usage
transforms society and culture more and more towards
conceptions and institutions consistent with it, and more and
more away from conceptions and institutions not consistent
with it.
This malignant feature of the institution of voting is probably
the most serious in its implication for the future of individual
liberty. It is hidden and subtle. The gradual societal
transformation and consolidation occurring under a process of
continual voting, constantly, stealthily moving society away
from conceptions and institutions not compatible with it, is by
far the most dangerous aspect of this democratic institution.
Thus, libertarians who vote, no matter how noble such an act
may be from a democratic point of view, and no matter how
noble voting may be in comparison to more repressive political
system’s methods, nonetheless act contrary to individual
liberty. They utilize and support a process that not only
contradicts the principles of individual choice, but that also
makes the realization of liberty in the future more difficult.
HOW IS LIBERTARIANISM MISCONCEIVED ?
Libertarianism fails in practice because its aims are
contradictory. What allows such contradictory aims is the
misconceiving of libertarianism; the belief that libertarianism is
something other than it is.
An article in a contemporary libertarian magazine is a perfect
demonstration of how libertarianism is misconceived.1 The
author of this article considers himself a libertarian, but
complains that other radical type libertarians question his
standing as a true libertarian. His portrayal of contemporary
libertarianism is an unfortunate but accurate exercise in
libertarian thinking, illustrating several important ways
libertarianism is misconceived, and demonstrating why
libertarianism is an unsuccessful movement.
The author begins by listing his libertarian qualifications. He
works for a libertarian think tank and he contributes articles to
libertarian magazines. Additionally, the stands he takes on
contemporary political issues are generally associated with
libertarianism. For example, he supports drug legalization,
school vouchers, and social security privatization. Next, the
author lists a few of his political stands which his libertarian
opponents find questionable. He supports some type of health,
safety and environmental regulation. He does not believe in
the idea of the minimal state, etc.
So, the author asks us, is he a libertarian?
The problem says the author, is that there are two very different
types of libertarians existing uneasily under the same umbrella:
One is the radical or utopian libertarian, and the other is the
reformist or pragmatic libertarian.
“The radical libertarian vision starts with an abstract ideal: a
polity in which the government’s sole function is to protect
individual rights to life, liberty, and property.”(p. 29) “But
reformists apply their principles in a very different way: not as
blueprints for an ideal society, but as guides to incremental
reform.”(p. 29)
Radical libertarians hold certain extreme views and use these
views as litmus tests to gauge whether others are indeed true
libertarians. These litmus tests include such questions as
whether one “...supports fully privatized roads, for example, or
the elimination of compulsory vaccinations even during
epidemics, or the repeal of laws against blackmail.”(p. 29)
Pragmatic libertarians by contrast, “...determine their allies on
the basis of the major issues of the day. Does a person support
reforming the tax code to shift its focus away from social
engineering and toward raising revenue in the least
burdensome way possible? Does he support the phase out of
pay-as-you-go public pensions? Does he support measures that
would subject the public school monopoly to vigorous
competition? Does he support a move away from drug
prohibitionism?”(p. 29)
Paraphrasing now, the author continues: Pragmatic libertarians
do accept a broader role for government, and don’t worry that
they may be conceding some vital libertarian principles. This
is because the utopia that radical libertarians dream about
cannot be realized. So pragmatic/reformist libertarians focus
on the job at hand: Convincing collectivists to give us our
freedom back.
If we are going to convince collectivists to give us our freedom
back, we can’t do it using arguments that collectivists and most
Americans do not agree with, “...for example, that the state has
no proper role at all in education, or in safeguarding against
destitution among the elderly...”(p. 29) If we are going to
convince collectivists and the public at large to give us our
society back, a more effective strategy will be to use arguments
which concede a larger role for government, and thus are more
in accord with general public opinion, and therefore more
likely to be accepted by the public and by collectivists.
According to the author then, our two choices in libertarianism
are: Radical libertarianism which is unrealistic, or reformist
libertarianism which concedes some important libertarian
principles in order to effect real, but incremental change.
In the author’s view, there exists the current welfare state
within which the individual is placed. This is reality, not
dreamland. Given this reality, the freedom-seeking individual
should get on with the job of making incremental adjustments
to society as public opinion will permit. Alternatively, there is
the radical libertarian’s utopia within which an individual
might be placed. While such a utopia cannot in fact be
realized, if a radical libertarian utopia could be realized, it
would be a society in which the government’s sole function is
to “protect individual rights to life, liberty, and property”.
However, the reason a libertarian utopia is not realizable is due
to typical considerations such as the following. Let’s say
society agrees to establish pure libertarian property rights.
Here’s how it works:
“If I own a 5,000 acre spread, and my neighbor makes a daily
practice of stepping onto one far corner of it, I can go to court
and get an injunction ordering him to stop it. So if that same
neighbor runs a factory that sends effluents into the air over my
spread, I should be able to stop that, too. I shouldn’t have to
prove that it constitutes an “unreasonable” nuisance; I
shouldn’t have to prove that it imperils my health; the only
thing that should matter is that there is a trespass on my
property that I don’t like. Which means that all it takes is one
property-owning green zealot per airshed to shut down the
whole economy.”(p. 29, p.30)
For these and similar reasons, pure utopian libertarianism is not
a workable political ideal. If society tries to enact certain
abstract libertarian legal ideals into law, those ideals are so
contradictory and self-defeating that they will lead to
unreconcilable conflict and societal paralysis. Thus the
libertarian is left with no choice but to compromise important
libertarian principles if he is ever to hope for libertarian
progress in the real world of real people.
The author summarizes his position and vision of
libertarianism: “...if people in society achieve a consensus on
the primacy of liberty and then deploy the coercive powers of
government to uphold that value, it should not be surprising
that they want to assert other values through collective action
as well. In my view, therefore, the only intellectually
defensible libertarian position is that liberty should be the
primary political value, and that other values should
supplement rather than supplant the sphere of voluntary
activity or civil society.” The author further concludes, “I
don’t think the position that liberty is or ought to be the
exclusive political value is tenable.”(p. 30)
AM I A DEMOCRAT ?
The author of this article is, like many libertarian advocates,
intelligent and articulate. He outlines a view of libertarianism
that could be considered uncontroversial in the sense that many
libertarians think roughly the same way he does. His vision of
libertarianism is that libertarians should, using the democratic
means at their disposal, work for the maximum amount of
freedom consistent with those democratic means.
To view his conception of libertarianism as acceptable or
reasonable is not difficult as long as one believes in the
primacy of the fundamental assumptions of democracy. The
fundamental political institutions and/or conceptions of
democracy are minimally: majority rule (coercion) enforced by
one government (political monopolism) over an entire
geographic region (geographic conception of government)
achieved by voting (not individual choice). If one believes that
this particular level of political social development is the most
desirable, or perhaps even the highest development possible,
then it is understandable that one’s vision of libertarianism
would take the form of—that which is consistent with the
institutions of democracy.
But it is also possible to view this democratic vision of
libertarianism as an outright rejection of the essential idea of
liberty. Are majority rule, political monopolism, geographic
based government, and voting really eternal and optimal
political institutions? Or are those institutions simply those of
the society we happen to live in? Is libertarianism to be viewed
as a political arrangement arrived at within the confines of
these four constraints? Or is libertarianism to be conceived as
an advancement over them? Perhaps planning to reach a future of
individual liberty while uncritically accepting the fundamental
assumptions of democracy, is not merely acquiescing in
contemporary political reality, but also simultaneously
subverting the very elements of thought and action necessary to
sustain a libertarian movement?
Is voting really the most desirable or the only mechanism of
political change available? Is it possible to arrive at a future
system of individual choice by a series of votes? Or does the
act of voting itself entail a negation of individual choice?
Regardless of the answer, this fundamental tool of democracy
and of democratic rule should at least be critically examined.
Do libertarians unilaterally concede that liberty will only be
achieved by voting?
In answer to the author’s question as to whether or not he is a
libertarian we would have to say no. The author’s vision of
libertarianism reduces to the act of choosing policy alternatives
associated with “libertarianism” as those policy alternatives are
presented in the democratic political system. The author
conceives “libertarianism” as a set of value choices made
within the solidly democratic political structure. He does not
conceive of libertarianism as a separate political vision.
The author believes in the primacy of democracy and not
liberty. His view of libertarianism could be summarized fairly
as: The striving for that primary social value of [circumscribed
freedom of the individual] which [collective action seeks to
implement through coercive government] subject to [the
requisite amount of public acceptance] and [balanced against
other important social values] such as [caring for the poor,
providing for national defense] etc.
In what fundamental way does this view diverge from the
principles of a democratic welfare state? Do not all welfare
states allow some circumscribed freedom of individual action,
and don’t they all provide some means by which the sphere of
individual action can be marginally increased or decreased?
Is the marginal amount of individual freedom, as it is
continually increased or decreased in a democracy—a
democracy retaining its right of control over every individual—
really all that is intended by libertarianism and the struggle for
human freedom?
The author believes so, and thus has unintentionally subverted
the idea of freedom, making it subordinate to the political
institutions culturally popular in his day.
THE UNWORKABILITY OF RADICAL LIBERTARIANISM
The democratic version of libertarianism results from a trap the
democrat perceives. On the one hand are the democratic
institutions and means of social change placed at his disposal.
These current social realities are a given fact. On the other
hand is radical or utopian libertarianism, which though a
compelling vision in some respects, is actually an impractical
and unworkable ideal. Given these two facts of reality;
democratic means of social change, and the unworkability of
utopian libertarianism, then democratic libertarianism seems
the only reasonable choice.
Let’s return to the unworkability of radical libertarianism. We
want to compare this particular vision of a radical libertarian
society to a different libertarian vision that begins with the
concept of individual freedom. Radical libertarianism
according to the author begins with an abstract ideal: A society
in which government’s sole function is to protect individual
rights to life, liberty and property. We want to contrast this
idea to the vision of a possible society that starts with
individual freedom (not someone else’s restrictive definition of
liberty), and then proceeds to the political institutions that are
freely chosen by those individuals.
Let’s assume the paralysis and irreconcilable conflict the
author claims will result under utopian libertarianism. Our
question is, by what sequence of individual choice would
people enter into the type of property agreements the author
outlines? Assuming I am a free individual, and no person or
group has coercively imposed a particular vision of
government on me, would I voluntarily enter into a property
agreement of the type outlined? A property agreement where
the slightest action of mine might constitute to someone else a
trespass and an actionable offense? And even if I did somehow
enter into such an agreement, how would I or the other parties
to this agreement function if we used our rights against each
other in this way? How could such patently unreasonable
arrangements emerge if I am able to freely choose the
agreements into which I enter and others are free to do the
same?
Is it not the case that the contradictory and unreconcilable
nature of the situation the author describes stems from the
particular conception of libertarianism itself? Specifically, the
laws being discussed are conceived as having been arrived at
separately from the choices of individuals who were supposed
to be understood as entering into voluntary agreements.
By what process of free choice did all these property owners
find themselves in such an untenable situation?
The libertarian utopia the author describes is indeed
unrealizable. Because this utopia is conceived apart from the
individual choices and agreements of its citizens. The author,
realizing that absurd outcomes result when libertarian society is
conceived in the abstract, severed from the idea of individual
choice, thus concludes that no abstractions concerning
libertarian society are valid. Now for him, all future
abstractions (descriptions) concerning a possible libertarian
society will be “utopian” (meaning unrealistic). Of course the
author doesn’t consider that liberty or a libertarian society
could be more correctly conceived; “...there is only a path of
ongoing reform and adjustment, no final destination of
perfection,...”(p. 38)
LIBERTARIAN THEORY OF SOCIETY VERSUS
INDIVIDUAL LIBERTY
The problem with the author’s article and with the views of
libertarianism it discusses, is that they never get around to the
question of individual liberty. Nowhere does the author
directly address the question of genuine individual freedom.
Instead, he conducts his entire discussion on the wholistic level
of already developed legal orders; the democratic legal order or
the utopian libertarian legal order. He then implicitly assigns
the autonomous individual to a position in one of these legal
orders, with no reference to the individual’s assent, voluntary
or coerced.
The obvious question is, do the individuals in either of these
two societies have a choice? The author does not mention. He
conceives the outlines of two possible societies which he
believes are mankind’s two choices. The individual must
submit to the laws of the welfare nation state as it undergoes
constant adjustment, back and forth between more and less
government control of individual life. Or, as a very unlikely
possibility, if radical libertarianism were to become reality, the
individual will have to submit to a legal regime the purpose of
which is to “protect life, liberty and property”.
No right of opt out is implied in either of these visions, and
none is discussed or referred to. Society at large and myself as
an individual have two choices which are pre-ordained: Submit
to the welfare state, or submit to the radical libertarian’s
absolute utopia. Libertarianism according to this view is one
of only two things. Either it is a political party functioning
perpetually within an existing democracy. Or it is an
academic-theoretical movement primarily concerned with
planning and designing the libertarian society into which all
people will move.
These conceptions do not start from individual freedom and the
implied multiplicity of societal arrangements that might result
from individual freedom. Rather they take as their starting
point certain preconceived ideas about which societal
structures are possible (according to the particular
theoretician), and then assume individual freedom is that which
will be “allowed” by these structures.
The idea that individual freedom is that which will be allowed
in a society designed by others was called “planning” or “social
engineering” when socialists had it. Apparently, what is to
distinguish libertarian planning from classic socialist or present
day democratic planning is that the particular cultural values of
the libertarian planner will be different than those of the
democratic or socialist planner. Socialists support government
owned roads. Democrats support a combination of government
and privately owned roads. And radical libertarians support
only privately owned roads. The society each wants to create
is different in its particulars. But each planner envisions
essentially no right of opt out or of disassociation for the
individual in his society. Each social planner takes the same
position with regard to genuine individual freedom.
Many libertarians today are more concerned with the theory of a
monopolistic type libertarian society than they are with individual
freedom. They conceive of a “coercive libertarianism”; a
libertarianism that in the end sees no other way but coercion to
make all others conform to their vision of “liberty”. These people
fail to realize that in conceiving libertarianism this way, they
conceive a political reality and take an attitude towards politics
that is essentially not different from other monopolistic visions of
society such as democracy and socialism. They fail to realize that
in conceiving society monopolistically and without reference to
individual liberty, they themselves reinforce the monopolistic
ideology that keeps liberty from emerging.
REAL INDIVIDUAL LIBERTY
Two important facts prevent libertarianism from being
correctly conceived, thus robbing it of its appeal and
effectiveness as a movement. First, most libertarian thinkers
view one or more of the man-made institutions of democracy
as timeless and necessary political institutions, and not merely
as the culturally dependent institutions they are. The political
concepts and institutions of democracy, compared with those
of liberty, are highly coercive. But they are cloaked in an aura
of moral nobility. The libertarian social thinker incorporating
democratic elements in his thinking, believing they are benign
or beneficial, inadvertently incorporates high levels of
coerciveness in his idea of libertarianism. This becomes
apparent when the concepts of government being discussed do
not incorporate the idea of individual choice.
Second, due to the powerful vision and writing of some
twentieth century libertarian thinkers, libertarians have made
the mistake of substituting those author’s vision of an ideal
libertarian society for liberty itself. They have come to view
liberty as identical to a particular person’s envisioned
libertarian society. Unfortunately the two are not identical.
One’s vision of a libertarian society is largely an outward looking
and egocentric vision of what one expects to see under conditions
of liberty. But the actual relationships that would be created by free
human choice are probably impossible to comprehend ahead of
time by the mind of one or several people. Those freely chosen
relationships do not unfold according to the hopes or plans of
libertarian thinkers. Social visionaries, no matter how compelling
their vision, cannot comprehend the particulars of the infinitely
complex future that free political choice will eventually create.
This is something students of the free market should understand.
We will be doing very well if we can obtain the right to make some
of those free choices ourselves one day, and help to bring about the
complex future currently unknown to the mind of anyone.
Real freedom is not living in a democracy. And real freedom is
not living in someone else’s envisioned society. Real freedom is
when one may freely choose in all important areas of life, not just
in the areas of goods and services and where one lives. Real
freedom is when the choice of laws one lives under is not made
by another person or group.
A SIMPLE VISION OF INDIVIDUAL LIBERTY
What could a vision of individual liberty be, if not a utopian
conception of society conceived separately from individual choice?
One of the most hopeful signs for the future of liberty is a
feature of the welfare nation state considered harmful by most:
That the nation state discriminates against individuals based on
an individual’s membership in various groups. It treats us
differently if we are wealthy or poor, black or white, healthy or
sick. It treats us differently depending on the occupation we
choose, on whether we are a manager or laborer, or on whether
or not we belong to a union. And in this seemingly unfair
discrimination the nation state practices—treating the members
of each group differently—lies hidden a principle of vital
importance to the future of liberty. The nation state has both
the willingness and the technology to treat individuals
differently depending on their membership in various groups.
Therefore it has the ability to treat those seeking liberty
differently also. The exemptions from nation state laws
necessary to establish freedom for those wanting it are already
being granted to many groups within the nation state. For
some the tax rate is thirty percent, but for others it is zero.
The nation state’s technological ability to accurately capture an
unlimited number of distinctions between individuals and
classes of people, and then to allow some classes of people to
take actions not allowed to others, means that in principle,
those seeking liberty, as a class and as members of a distinct
group, could also strive for and attain similar deferential
treatment.
The current state of technology combined with the nation
state’s willingness to discriminate based on group affiliation,
means that in principle any person could be easily identified as
one who is exempt from, is permitted by law to opt out of, and
has full rights not to participate in, any or all of the nation
state’s programs.
If this freedom can be achieved by even one person, then it can
be achieved by many. If a class of people can receive one
small exemption, then in principle they can receive others.
This is a vision of individual liberty. The vision consists of
conceiving how individual liberty is possible while leaving
aside the question of what any particular individual may
choose to do with such liberty.
INDIVIDUAL LIBERTY
If one could gain the right, the freedom to choose, in every area
and aspect of life, could freely choose all covenants into which
one entered, could freely choose the dispute resolution and
protection services of one’s liking, then this general idea, this
vision of individual freedom and choice, could constitute one
possible vision of individual liberty.
The individual in this vision is free to choose in every area of
life for which he needs provision, not just in economic
transactions. The individual in this vision is not legally a
member of a nation state, compelled to join programs designed
for serving nation state citizens. The individual in this vision is
free to choose any political affiliations and is not viewed as a
member of any particular libertarian ideal society. The
individual in this vision is not living in a society of chaos,
disorder, or anarchy. The individual in this vision is not
attempting to impose laws on anyone else or impose them over
a geographic region. The individual in this vision lives in a
pluralistic society, coexisting in the same space and time with
other societies. Democracies are not abolished or defeated, and
the free individual possibly lives next door to a citizen living in
a democracy. The individual in this vision is not voting as a
means to effect political change. In achieving his freedom,
choice has now replaced voting as a method for acquiring the
services he needs.
TOWARD THE EMERGENCE OF INDIVIDUAL LIBERTY
What is the proper goal of libertarians with respect to political
aspirations and strategy? Instead of the self-defeating goal of
attaining democratic power, libertarians would be better served
by obtaining the right for willing individuals to opt out of
welfare state constraints. Once particular rights of disassociation
are established, this simultaneously establishes the right of
disassociation in principle. This right, as opposed to the
attempt to gain democratic power, is a far more consistent
libertarian goal.
The right of an individual to disassociate contains no direct
threat of subjugation to others, unlike one’s attainment of
democratic political power. If I obtain the right to opt out of
another man’s democratic system, that democratic system is
still in tact, and his position in that system is by and large
unchanged.
If libertarians abandon their efforts to gain democratic power
(in all its forms), the burden of their task is greatly reduced.
Instead of trying to free themselves and impose a system of
unwanted liberty on others, libertarians would then only have
to free themselves, possibly in coordination with other likeminded
people. This change in focus transforms liberty,
bringing it closer to practical possibility. Because then the
goals of ruling over non-libertarians and convincing nonlibertarians
to become libertarians are seen for what they are;
self contradictory and practically impossible goals. The
attainment of liberty by some is a difficult enough goal, and it
is made incomparably more difficult when it includes trying to
impose unwanted liberty on others.
SOME PREVALENT UNCHALLENGED ASSUMPTIONS
ABOUT THE CONCEIVING OF HUMAN LIBERTY
For liberty to exist, libertarians may agree that some person or
group will have to attain some kind of exemption from some
number of compulsory welfare state obligations, at some time
and in some country or region. But beyond this very general
vision, no one knows how, when, or in what form this original
liberty will emerge. Liberty may possibly begin when some
small group of people is able to liberate themselves from a
number of welfare state laws at the same time that others are
not able to. This would imply a change in the existing legal
structure, and would result in the existence of people one could
call “libertarians”. They would be living a political existence
of greater freedom than those subject to all the laws of the
existing welfare state.
If this were to happen, then of how much use would existing
libertarian social theory be? If liberty actually emerges in
some modest form not yet completely understood, the main
theoretical-legal problem to be solved might be how a limited
number of people can relate legally to the welfare state which
claims jurisdiction of the geographic area. The majority of
libertarian private property theorizing is not designed to solve
this problem. Rather the libertarian private property ethic
conceives of the entire system of libertarian laws separate from
the emergence of individual liberty, and thus without reference
to what the actual concrete problems are. The libertarian
private property ethic is concerned mostly with the legal
relations between hypothetical libertarian property owners,
such owners not conceived as organically emerging from
welfare state legal structures, but rather conceived as already
fully emergent from them. However, there is no certainty
whatsoever that emerging liberty will create the conditions
assumed by private property theorists.
If some people succeed in obtaining some degree of individual
liberty, there is no certain way of knowing what the desires or
needs of those people will be. There is no way of knowing
what shifts may occur in larger society (legal, intellectual,
physical, etc.) upon the realization of this new reality. No one
knows what creative agreements could possibly be reached
between some conceivable group of people we would call
libertarians, and the larger society from which they were
attaining some degree of freedom. It is possible that
libertarianism could emerge “organically” with different people
in different circumstances forming different agreements.
Libertarianism may appear differently in different places. It is
possible that people we would call libertarians may be able to
achieve a degree of liberty that is not total, yet is enough to
satisfy them partially or substantially. What we now conceive
of as abstract “liberty” may not look anything like we expect
when it finally emerges. If this were to be the case, it could
also happen that during this societal transformation,
contemporary libertarian social theory would be of little use.
The entire structure of laws and legal relations conceived under
the banner of the private property ethic may have little practical
application, because the assumptions upon which these
proposed laws are based may never materialize, even when
human liberty itself does materialize.
In the books, papers and debates on libertarian social theory,
one rarely encounters this realization. If liberty begins to
emerge such that the first libertarians still live in a welfare state
environment, this will constitute a real and exciting
development in the history of liberty. The challenges faced by
such a conceivable group of people would likely present real
theoretical problems; problems of legal relations, jurisdiction
agreements, etc. The primary political problem of such people
might be, not the legal relations between themselves, but the
legal relations between themselves and the larger society.
This is one example of the way in which actual human liberty
could conceivably emerge, rendering marginal the practical
value of most contemporary libertarian social theory.
Considerations such as these remind us to keep our focus on
individual liberty itself, and less so on the design of a grand
libertarian legal structure.
SOLVING LIBERTARIANISM’S
THEORETICAL PROBLEMS
A self-defeating notion held by many libertarians is the notion
that all or most of the theoretical problems of a future
libertarian society should be solved before libertarian society
can or should emerge.
Those who believe that whether or not a libertarian society is
possible, or should be attempted, depends on the success or
failure to theoretically solve the abstract problems of some
hypothetical libertarian society, make several mistakes in
thinking. First, there is no certainty about the eventual
structure of a society which would be formed under conditions
of greater liberty. Thus, there is no certainty about what actual
problems will need solving in such a society. Second, even if
one could arrive at a general notion of a future libertarian
society, the fact that some of its difficult theoretical problems
eluded satisfactory resolution would be of little importance.
The reason is, once liberty begins to emerge and the easier to
solve problems and easier to build structures begin to emerge,
then the societies—both libertarian and larger society—
undergo a shift. From the point of view of this now changed
complex of societies, problems which appeared difficult and
unsolvable before may appear differently. The imagined
problem of the past may be less of a problem now or its
solution may become clear.
Trying to solve or conceive of future legal structural problems
separately from their emergence in real human circumstances
seems to have the effect of focussing all libertarian effort on
speculating and hypothesizing, and taking a corresponding
amount of effort away from real efforts to establish some kind
of emergent human liberty. This separation of thought from
action, of scholarship from results, is a defining characteristic
of contemporary libertarianism, forestalling indefinitely the
time when real human liberty will emerge.
ARGUMENTATION
It is a common belief among libertarians that the theoretical
framework they have been building over the decades and the
countless debates over the particulars of libertarianism have as
a large part of their purpose, the convincing of non-libertarians
to adopt libertarianism.
The cold war against radical socialism was not won by
conversions due to arguments. Instead, it was due to the
bankruptcy of the socialist system in tangible comparison to
the western system that the matter was finally settled. On an
intellectual level, the fact of communism’s bankruptcy was
scarcely admitted by most of communism’s intellectual
defenders. Many still blame bureaucratic mismanagement for
the failing of communism, and do not believe it failed because
of socialism’s inherent contradictions. The left has never
formally admitted defeat in the great debate over capitalism
versus socialism, but instead has resigned itself to moving
socialism forward to the greatest extent possible through
democratic means.
If the communist empire had extended over the entire globe (as
the welfare state empire does now), then its glaring faults and
deficiencies would to this very day be blamed on the failure of
individuals or groups to properly administer communism. The
intellectual defenders of communism would still be arguing
that the chronic shortages and bad living conditions were the
result of individual mismanagement, not the result of
communism itself. There would be no tangible basis for
demonstrating the relative merits of another social system. No
better society would exist as proof that a better way was
possible. Arguing against communism and for a hypothetical
future society, would not be enough to defeat the conceptions
formed and sustained by reference to tangible existing realities.
People advancing such fanciful conceptions would be
considered unrealistic dreamers or unhappy social misfits.
Today, libertarians face exactly this situation with regard to the
welfare state. In fact, in one important sense it is worse for
libertarians. Because the world is now one large welfare state.
There is no free country for comparison. There exist today
only welfare states, each state with its own limited sphere of
individual freedom. Almost every prominent intellectual
firmly believes in democracy (if not in a more repressive form
of government). And most educated people in the western
world believe that “social democracy” is just, is fair, and is
most likely the final end of man’s political development.
In the face of this monolithic belief, and with no tangible
alternative existing as was the case during the cold war, it is
naïve to think that debate and persuasion alone will be able to
establish real liberty now or in the future. The nation state
system perpetuates itself only partially by ideas. There is also
the political reality that its institutions exist. It may be the
result of ideas that people believe they are free because they
are allowed to vote. But voting is a political reality. It is more
than an idea. Libertarians too need to establish a political
reality, something tangible that exists in the likeness of their
ideas.
The initial emergence of an embryonic libertarian society
establishing a tangible existence is likely a necessary
precondition for a more fully realized libertarian society or
societies. Only the establishment of a nascent libertarian
society can begin to defeat the assertions of the existing
political class that real liberty cannot exist or function. And
only the establishment of a libertarian society can demonstrate
to the interested public what kind of better society is possible.
Arguments about a proposed libertarian society directed
towards entrenched democrats and socialists will likely never
establish liberty.
For liberty to exist, libertarians will have to strive for liberty
itself rather than for each individual’s hoped for society. Only
then will liberty become something people have rather than
something they write and talk about.
1 Brink Lindsey, Am I a Libertarian?, Liberty Magazine, March, 2003
The page numbers in the text refer to the page numbers of the printed magazine.
Published in 2007 by Adam Knott